News and Events
Triad Advisors is tremendously active in the investment community, both in our hometown of Atlanta and across the country. Our executives and our financial professionals are at the forefront of the issues that are critically important to the industry and to your clients.
Check our News and Events feed for recent press and upcoming conferences and events.
If you are a member of the media and would like to get in touch with Triad Advisors, please refer to our Media Resources page.
ConnectED
Las Vegas, NV
W Forum
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Wealth Management Symposium
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Jamie Price Featured in Forbes
Jamie Price, President and CEO of Advisor Group, provides insight on how the pandemic has accelerated the evolution of our industry.
Triad Advisors Offers New Cybersecurity Protection
Triad Advisors and its parent company, Advisor Group, are committed to helping financial professionals protect their clients and their businesses from rapidly growing cyber risks, while aligning with increasing regulatory commitments. Beginning in early 2021, the wealth management firms will implement a new cybersecurity program.
Advisor Nina O'Neal Recognized in InvestmentNews Women to Watch
Congratulations to Triad advisor Nina O'Neal, of Archer Investment Management, recognized in the 2020 InvestmentNews Women to Watch for her leadership, contributions, and impact on the financial advice industry.
Advisor Group announced the launch of My Mentor Connect, a networking platform that enables financial professionals and members of their staff to seek out and match with peers across the Advisor Group network.
Advisor Group today announced the launch of its new Continuity Coverage & Acquisitions Program (CCAP) along with significant education and training enhancements within its industry-leading Succession Planning & Acquisitions platform.
Advisor Group is reinventing ConnectED as an expansive, highly interactive, and entertaining virtual experience.
Advisor Group Teams with FMG Suite to Upgrade Marketing Platform
Advisor Group’s MyCMO marketing platform has new tools including personalized video content and technology that includes an application of artificial intelligence.
Company to customize cutting-edge virtual events platform to create opportunities for peer-to-peer interactions and personal connections with home office staff at upcoming ConnectED annual national conference.
Congratulations to Triad's Kiliaen Ludlow, EVP of Operations and Client Services, recognized as a new member of the Advocacy Circle of Excellence.
Triad Advisors Welcomes Professional Planning & Wealth
Advisor Group and Triad Advisors announce recruitment of Professional Planning & Wealth, a Hybrid advisory practice with $130 million in client assets.
Triad Advisors Welcomes Tribe Financial Group
Triad Advisors has recruited Tribe Financial Group, an Oregon-based hybrid practice with a $100 million in client assets, to its corporate registered investment advisor, Triad Hybrid Solutions, according to a news release.
Advisor Group Welcomes New CFO
Advisor Group welcomes Chief Financial Officer Jon Frojen to its Executive Leadership Team.
Advisor Group Announces Expansion of Coronavirus Response Center
Platform supporting financial professionals’ ability to serve clients and manage their businesses augmented with rollout of YouTube-like peer-to-peer sharing portal
Seasoned Recruiting Executive Joins Triad Advisors Management Team with Over 25 Years of Wealth Management Industry Experience and Robust Recruiting Track Record
Advisor Group Deepens Senior Leadership Team
Advisor Group, one of the nation's largest networks of independent wealth management firms, today announced the deepening of its existing leadership team following the recent completion of its merger with Ladenburg Thalmann.
2020 Top Retirement Plan Advisors
Congratulations to 401k Advisors Intermountain, Bukaty Companies Financial Services, Retirement Benefits Group, Stonebridge Financial Group, and Strategic Retirement Group, recognized in Planadviser’s 2020 Top 100 Retirement Plan Advisors list.
A fond and grateful farewell to Ladenburg Thalmann, and hello to new beginnings.
Advisor Group Closes Deal to Acquire Ladenburg Thalmann
Ladenburg said its broker/dealers would not be consolidated away, 'reflecting both companies' commitment to a multi-brand network model.'
3 Tips for Enticing Next-Gen Advisors
How financial advisors can recruit the next generation of talent, according to Triad’s Amy Rehn, SVP of Advisory Services.
Triad Welcomes Strategic Wealth Advisors
We are excited to welcome Strategic Wealth Advisors, an El Paso-based firm with $150 million in client assets.
Advisor Group and Ladenburg Thalmann Announce Merger
The transaction will create a wealth management industry leader with nearly 11,500 financial advisors and over $450 billion in client assets.
Triad Is the #8 Fastest-Growing IBD
Triad is proud to be recognized as the 8th fastest-growing IBD in Financial Planning!
Three female advisors honored with Inaugural Ladenburg Women's Connection Awards for advancing the mission of LIWF in their practices and communities. Symposium hosted ten conference scholarship recipients through Ladenburg's Link to the Future Program.
Chicago-Area Practice with $320 Million in Client Assets Affiliates with Hybrid-Focused Ladenburg Subsidiary.
Custodial Flexibility, Services fuel Ladenburg Firm’s Alternate Corporate RIA
Financial advisor Dianne Nolin of Argent Bridge Advisors, who affiliated with Triad Hybrid Solutions earlier this year, explains that the ability to keep the practice’s RIA custody with Fidelity Clearing & Custody Solutions and Schwab Advisor Services helped prompt her move.
Award recognizes Annual Ladenburg Innovation Symposium, which bring together Fintech Startups and Financial Advisors to identify and explore disruptive technologies.
Ladenburg Concludes DC National Conference
Combined National Conference brought together advisors from Triad Advisors, Securities Service Network and Investacorp.
Ladenburg Launches Turnkey 401(k) Solution for Smaller Businesses
It is a fully bundled 401(k) plan offering that incorporates a broad selection of investment products, as well as 3(38) fiduciary oversight.
Ladenburg Makes Investment In Newday Financial Technologies
Early-Stage Startup Provides Low-Barrier Entry Point and Quick Access to Investing.
Advisor Opportunities in the Gig Economy
Hear what Dan Sachar of Ladenburg Thalmann says about this growth opportunity.
Congratulations to Pinnacle Private Wealth, recognized on the Financial Times 2019 Top Registered Investment Advisors list.
Triad Advisors Recognized as Top 10 Firm in Women Advisors
It's no secret that women are underrepresented among the ranks of financial advisers. In 2017, Cerulli reported that fewer than 16% of advisers are women. But some independent broker-dealers are outpacing the competition when it comes to hiring and retaining them. Here are the 10 IBDs that have the highest percentage of female reps.
Mega Trends Affecting the 'Personal CFO' Model
What’s driving the evolution of the “personal CFO” model, according to Dan Sachar of Ladenburg Thalmann.
Adam Malamed Elected to Invest in Others Board
Ladenburg’s Adam Malamed was elected to the Invest in Others Charitable Foundation Board of Directors:
Ladenburg Thalmann Diversity Initiatives Aim to Assist Female and Next-Gen Advisors
The two new initiatives were premiered for Ladenburg's five IAB subsidiaries at the firm's inaugural national conference.
Triad Is Proud to Be the #1 Broker/Dealer for Hybrid RIAs, 10 Years Running
Triad Advisors and some of its counterparts specialize in working with registered reps with their own registered investment advisor firms.
Argent Bridge, With $275 Million in Client Assets, Affiliates with Hybrid Advisor-Focused Ladenburg Subsidiary to Accelerate Growth and Enhance Client Service Capabilities.
Ladenburg Concludes 2nd Annual Innovation Symposium In San Francisco
Invitation-Only Event Brings Together Entrepreneurs, FinTech Leaders and Ladenburg Financial Advisors to Explore Technologies with the Potential to Define the Future of Financial Advice. Event Features Roll-out of Tax-Automation Solution for Financial Advisors from Track Technologies, Launch of Ladenburg Advisor Innovation Council.
Ladenburg Rolling Out New Tax App for Indie Advisors
The network of independent broker-dealers aims to help advisors and clients with 1099-related processes.
Ladenburg Reports First Quarter 2019 Financial Results
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK) today announced financial results for the three months ended March 31, 2019, and Announces additional 10 million share stock repurchase program.
Triad Advisors' 15th Annual Alternative Investments Conference Concludes in Las Vegas
Ladenburg subsidiary hosts annual event to support advisors in integrating retail alternative investments into their offerings for clients.
Ballard to spearhead newly-formed enterprise service initiative, focused on driving enhancements to Advisor Service Experience, Operations and Technology.
Triad Advisors Hires William Cochran as Vice President, Business Development and Consulting
Hybrid Advisor-Focused Ladenburg Subsidiary Bolsters its Management Team with Addition of Experienced Sales and Client Relations Executive.
Advisor Nina O’Neal Launches Female Advisor Network
Advisor Nina O’Neal, of Archer Investment Management, aims to provide practice management support and growth strategies for women in the industry.
Congratulations to Bukaty Companies Financial Services, awarded the 2019 PLANSPONSOR Retirement Plan Adviser of the Year – Mega Team.
Track Ladenburg Reports Fourth Quarter and Fiscal Year 2018 Financial Results
Ladenburg Thalmann Financial Services Inc. today announced financial results for the fourth quarter and fiscal year ended December 31, 2018.
Top Lessons From Last Year's 401(k) Busy Season
Each year's 401(k) busy season kicks off in August, with a wave of business owners seeking to establish new qualified plans by October 1, the annual deadline to establish Simple IRAs. Additionally, retirement plan advisors typically provide in-depth reviews for existing retirement plan clients during the middle of the fourth quarter, followed by a final race to get new 401(k) plans established by December 31, at the latest.
Independent Financial Advice Firms Should Look To Startups For Future Of Innovation
As technology-enabled service rises in importance, independent financial advisors will need to work with firms that can successfully anticipate where the industry is going in the future, and position them for success ahead of the pack.
The $50B chess game: High stakes for IBDs embracing RIAs
IBDs and financial advisors considering their own RIAs are playing a high-stakes game of chess, according to Michael Bryan, CEO of Triad Hybrid Solutions
Ladenburg IBDs Aim Growth Plans at RIAs
Ladenburg Thalmann's largest independent broker-dealer is launching RIA-only affiliation as the sector aims to serve fee-only practices while confronting the competitive challenge.
Advanced Planning Group helps Financial Advisors across Ladenburg's Independent Advisory and Brokerage Subsidiaries to provide sophisticated solutions to complex issues for high net worth clients.
Triad Welcomes Retirement Benefits Group
Triad Advisors and Resources Investment Advisors welcome Retirement Benefits Group with $10 billion in retirement plan assets under administration.
LPL Loses $10 Billion Retirement Group to Triad Advisors
Retirement plan-focused advice firm Retirement Benefits Group has joined Triad Advisors and Resources Investment Advisors.
Amplifying Female Advisers' Strengths to Drive Growth
Their abilities in collaborating, building relationships and prioritizing back-office functions can provide a competitive advantage.
Spotlight on Continuum Advisory, LLC
Advisors Michael Kelly and Michael Kelly Jr. were featured in an Advisor Spotlight by partner City National Rochdale.
Triad Advisors is proud to have two of the top advisor moves of 2018.
Top Three Business Structures To Address Growing Challenges For Smaller RIAs
By carefully exploring their options and clearly identifying their goals, advisors can find a model that works best with their business, especially when it comes to minimizing the compliance and technology challenges of operating their own RIA, according to Michael Bryan, SVP Advisory Services at Triad Advisors.
Triad's Amy Rehn, SVP Advisory Services, and advisor Sean DeFrehn, of DeFrehn Consulting, are recognized for their charitable efforts.
Triad Advisors Welcomes Stonebridge Financial Group
Pennsylvania firm with acquisition-based growth strategy and $850 million in client assets joins Triad Advisors.
New resource from Leading Brokerage of Life Insurance Solutions offers crucial education and training in rapidly-evolving Hybrid insurance sector, helps Advisors align appropriate solutions with client needs.
Ladenburg Thalmann Looks to Colleges for Female Talent
The firm launched a new mentoring program for female business majors who are interested in the financial advisory space.
Ladenburg Thalmann Financial Services Inc., today announced the successful conclusion of its seventh annual Ladenburg Institute of Women & Finance Symposium. The annual, invitation-only event, held this year from Oct. 9 to 11 in Dallas, hosted over 200 total attendees for networking, thought leadership, and business development sessions targeted toward women advisors, while also honoring excellence in the profession.
Ladenburg Announces Appointment of Glenn C. Davis to Its Board of Directors
Ladenburg Thalmann Financial Services Inc. announced today that it has appointed Glenn C. Davis, CPA, to the Company’s Board of Directors and its Audit Committee, effective immediately.
3 Questions with Dan Sachar of Ladenburg Thalmann
Tools that enable the delivery of financial advice to users who aren't being widely served by traditional solutions will be among the fastest growing areas in the fin tech space.
Platform identifies and facilitates transactions for advisors seeking growth through acquisitions or liquidity events via planned exit from industry.
"This is such a disruptive business environment with so many different forces at play—regulations, technology, the aging demographics of advisors—that the consolidation will continue,” predicts Nathan Stibbs, Chief Strategy Officer.
Triad names Hugh Tarbutton Executive Vice President and Chief Operating Officer and Kiliaen Ludlow becomes Executive Vice President of Operations and Client Services.
Ladenburg Thalmann Invests in Tax-Automation Firm
Ladenburg Thalmann has made a strategic investment in Track Technologies, a provider of tax automation for independent contractors.
Triad Advisors is proud to have the second-highest percentage of women advisors in the industry.
Triad ranks highly in a range of industry surveys related to fee-based advisory assets, promoting gender diversity, advisor productivity, and more.
Which independent broker-dealers have the highest percentage of women advisors?
Triad is proud to be recognized for having the second-highest percentage of women advisors in the industry.
It's Time to Make 'Behavioral Finance' More Than a Buzzword
Learning and addressing clients' likely emotional reactions to market moves gives advisers the chance to build closer personal connections, according to Richard Lampen, CEO of Ladenburg Thalmann.
$750M Hybrid Practice With Major Growth Plans Joins Triad
Dan Cotton and Myles Dudley’s Pinnacle Private Wealth includes five other advisors and three support staff in its two Boston-area offices.
Industry Standouts: The 2018 IA Broker-Dealer Reference Guide
Triad Advisors works with independent hybrid financial advisory practices and registered investment advisory firms, which “are clearly drawn to our unique ability to provide advisors with a boutique, close-knit service culture combined with the world-class resources afforded to them by our publicly traded parent company, Ladenburg [Thalmann],” said Nathan Stibbs, Triad’s Chief Strategy Officer.
Ladenburg Partnering Advisors With Startups to Accelerate Tech Innovation
Ladenburg Thalmann is trying a unique approach to encourage technology innovation at Triad Advisors and the independent broker-dealers under its umbrella.
Triad Grabs $325M Team After Record Recruiting Year
Triad Advisors has successfully recruited Cirrus Wealth Management to join its broker-dealer and hybrid RIA custodial platforms.
How Firms Can Best Enable Hybrid Advisors To Deliver Charitable Giving Solutions
The independent advisory and brokerage firms that support hybrid advisors have a vital role to play in helping them capitalize on this significant opportunity, according to Amy Rehn, MSOL, BFA, Senior Vice President of Advisory Services.
Ladenburg Partners with Professional Networking Group for Women
The W Source, which was founded about a year ago by financial planner Hannah Buschbom, helps female advisors establish networking groups of 20 to 25 professionals in their community.
Mr. Kohne brings approximately $100 million in client assets to Sugarloaf, driving the firm's total brokerage and advisory assets over $500 million.
Ladenburg Thalmann Adopting Behavioral Finance Designation Program for Its Advisors
The firm is looking to differentiate itself in the advice arena by emphasizing behavioral financial advice.
Triad Advisors Successfully Concludes 14th Annual Alternative Investments Conference
The annual event in Las Vegas provided advisors with insight and education on retail alternative investments as solutions in clients' long-term financial planning.
Ladenburg Reports Fourth Quarter and Full Year 2017 Financial Results
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA) today announced financial results for the fourth quarter and full year ended December 31, 2017.
Picking a New Broker/Dealer? Here’s How to Do It Right This Time.
The time has come for advisors to examine and evaluate their current broker-dealer relationship in consideration of the future for their business, according to Triad advisor Nina O'Neal of Archer Investment Management.
Ladenburg Names Industry Veteran John Blood Senior Vice President of Advisory Services & Solutions
Industry leader will spearhead enterprise strategies to enhance advisory platforms, expand fee-based advisory work, and advance Ladenburg's position in RIA channel.
With Stark Warnings About Scale, IBDs Make Their Pitch to RIAs
Triad Advisors set a record for the second year in a row in the number of advisors and offices joining the firm, adding $37 million in gross dealer concessions, according to CEO Jeff Rosenthal.
Broker/Dealers Seek Reps in Play
2017 was a revolutionary year for Triad Advisors, with record recruiting numbers for advisors, revenue and assets.
Establishes Ladenburg Innovation Lab to guide Ladenburg’s technology investments and align transformative new tools with Ladenburg subsidiaries and financial advisors.
Michael J. Higgins has been appointed as Managing Director, Equity Research at Ladenburg Thalmann & Co. Inc. ("Ladenburg") covering healthcare, based in Ladenburg’s New York office.
Ladenburg Launches Enterprise Due Diligence Platform; Names Thayer Gallison Head of Due Diligence
New platform supports Ladenburg’s subsidiary firms by augmenting existing resources and enabling home office teams to intensify focus on advisor service.
CEO Jeff Rosenthal on Cover of Real Assets Advisor
An interview with Jeff Rosenthal, CEO of Triad Advisors, who argues that real power for wealth advisory firms comes from being a house undivided.
How Advisors Can Kick Start Their Lifestyle Practices Into Growth Mode
The latest article by Kiliaen Ludlow, SVP of Relationship Management, in WealthManagement Magazine's Year-End Outlook.
The Top 15 IBD Recruiting Moves of the Year
Triad is recognized for recruiting firms with $5B, $1.5B, and $900mm in AUM this year.
Triad Advisors Welcomes $900M Group
Continuum Advisory, a hybrid practice with $900 million in client assets, joins Triad Advisors.
Say Goodbye to IBDs, and Hello to 'IAB Firms'
"Independent advisory and brokerage " is a more precise description for firms with proper fees and services, according to Richard Lampen, President & CEO of Ladenburg Thalmann Financial Services Inc.
First-annual ELEVATE event assists financial advisors with Ladenburg's subsidiary firms in growing fee-based advisory business.
GCG Financial Joins Triad Advisors
Independent advisory firm with 45 advisors and $1.5 billion in client assets jumped to Triad Advisors.
$1.5 Billion Independent Firm Jumps to Triad
Triad Advisors welcomes GCG Financial, a leading independent financial advisory firm with $1.5 billion in client assets.
Ladenburg Thalmann Appoints Lionel Leventhal as Managing Director, Investment Banking
Mr. Leventhal will focus primarily on royalty monetizations and revenue interest financings in the healthcare and life sciences sectors.
The Aha! Moment That Led to New Clients
Advice on building a multi-generational practice from Triad advisor Nina O'Neal of Archer Investment Management.
The 3 Best Ways Indie Firms Can Add Women Advisors
Encouraging the entry and success of more women in the financial advisor profession is a long-term endeavor requiring a commitment from the entire industry, according to Amy Rehn, Senior Vice President of Advisory Services.
Reflects Ladenburg Thalmann's commitment to lead the industry in promoting increased numbers of women advisors and their business growth.
An interview with Jaime Desmond of Ladenburg Thalmann discussing the importance of attracting more women to the financial advisory profession and the steps her firm has taken to increase their number of female advisors.
How Advisors Can Cope with Pricing Pressure in a Fiduciary Era
Take this opportunity to make business model changes that will better position your practice, according to Triad's Kiliaen Ludlow, Senior Vice President of Relationship Management.
Triad Advisors Raises Over $36,000 For One Summit At Annual National Conference
The Boston-based non-profit supports childhood cancer patients through experiential learning with current and former Navy SEALs.
Top Three Tips for Improving Practice Automation
The top three tips for improving practice automation, according to Triad's Kiliaen Ludlow, Senior Vice President of Relationship Management.
Triad Advisors Supports Special Olympics by Sponsoring the 19th Annual Marlow's Tavern Golf Classic
The Marlow's Tavern Golf Classic takes place in September of each year and benefits Special Olympics Georgia (SOGA).
Triad Advisors Commences 20th Annual National Advisor Conference In La Jolla, California
Event celebrates advisor community's ongoing growth and success amidst legendary setting of Torrey Pines Golf Course.
Resources Investment Advisors Recognized As Fastest-Growing RIA
Congratulations to Resources Investment Advisors, recognized as the #1 Fastest-Growing RIA in WealthManagement Magazine. Triad Advisors welcomed Resources Investment Advisors to its broker/dealer and Hybrid RIA platform in February.
Top Considerations for Independent Broker/Dealers Seeking to Build Communities of Younger Advisors
The three top considerations firms should bear in mind, according to Triad's Kiliaen Ludlow, Senior Vice President of Relationship Management.
Despite DOL Travails, Ladenburg’s Profit Rises
"We have the opportunity through acquisitions, recruiting and internal growth to continue expanding our market share," said Ladenburg.
Ladenburg Reports Second Quarter 2017 Financial Results
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA) today announced financial results for the three and six months ended June 30, 2017.
Advisor Must-Reads: Executive Edition
Check out President and CEO Jeff Rosenthal's advisor book recommendation in Financial Planning magazine.
Claris Financial Joins Triad Advisors
Claris Financial LLC, an independent hybrid RIA with $150 million in advisory and brokerage client assets, has joined Triad Advisors.
Triad Advisors Concludes Successful 2017 Operations and Technology Conference
Professionals representing over 100 independent hybrid advisory businesses convene to learn and share best practices in subjects ranging from compliance to cybersecurity.
Prestigious Industry Survey Ranks Triad Advisors Among Top Three Firms with Highest Representation of Female Advisors
Richard Lampen Elected to FSI's 2018 Executive Committee
Richard Lampen, President and CEO of Ladenburg Thalmann Financial Services, was elected to the Financial Services Institute's 2018 Executive Committee.
Triad Advisors Recognized As Top Broker/Dealer For Eighth Consecutive Year
Triad Advisors was once again recognized as the #1 broker/dealer for Hybrid RIAs in Investment Advisor magazine.
Super-OSJs Should Tap Into Their IBD ‘Farm System’ for Succession Planning
Three questions to ask when placing veteran advisors with up-and-comers from broker-dealers, according to Kiliaen Ludlow, Senior Vice President of Relationship Management.
Triad Advisors Concludes Successful Fourth Annual Chairman's Club Meeting
Triad-Affiliated Independent Advisors Come Together to Share Best Practices, Discuss Ongoing Growth Strategies in Uncertain Industry Environment
CCO Bernie Breton Joins Triad Advisors
“Bernie understands the strategic importance of the compliance function at Triad Advisors, and brings an unmatched level of expertise, judgment and experience to our leadership team. We look forward to all we will accomplish with Bernie on our team,” said President and CEO Jeff Rosenthal.
Read what President and CEO, Jeff Rosenthal, said about the future of the industry.
Ladenburg Thalmann Launches Ladenburg Thalmann Annuity Insurance Services
Firm to provide critical annuity processing and marketing services to advisors.
Helping Hybrid Advisors Integrate Alternative Investments
Clinging to fixed income and equities is doing your clients a disservice, according to Craig Covington, Senior Vice President of Investment Products.
Top M&A Resources Hybrid Advisors Need From IBDs
As the pace of advisor retirement accelerates over the next five years, mergers and acquisitions are about to become a fundamental part of the business, according to Nate Stibbs, Executive Vice President and Chief Strategy Officer.
Triad Adds $190MM Advisory Firm
The platform for hybrids adds a group led by planners with 40 years of combined experience.
Triad Adds Super OSJ with $5B in Assets
Resources Investment Advisors serves over 65 independent financial advisors supporting over $5 billion in client assets.
Held at Caesars Palace in Las Vegas, NV, the event provided attendees with an opportunity to network, share best practices, and participate in a wide array of general meeting and breakout sessions aimed at supporting the efforts of independent hybrid advisors.
How Advisors Can Prepare for a Changing M&A Market in 2017
How your practice can prepare for this shift, as featured in WealthManagement Magazine.
Ladenburg Thalmann Financial Services Announces Executive Appointments
“We are pleased to announce the promotion of these outstanding executives, in recognition of their valuable leadership roles,” said Richard Lampen, President and Chief Executive Officer of Ladenburg.
Experienced leader will leverage deep understanding of advisors' needs to facilitate expansion of fee-based business.
Women Mentors Can Attract Women Advisors
The Landenburg Thalmann Institute for Women and Finance is leading the way to help the firm’s women advisors network with each other and act as mentors for other women in various career stages through a program known as Lift.
Ladenburg Thalmann Hosts Female-Advisor Event for IBDs
The women from Triad Advisors and its sister IBDs met in Salt Lake City and heard from Col. Jill Morgenthaler and other VIPs.
Family-Owned Practice? How to Navigate Potentially Harmful Feuds
How family-owned independent advisor practices can produce a culture that drives more growth, better efficiencies and a happier workplace, according to Jeff Rosenthal, President and CEO.
Triad Advisors Raises Over $45,000 For Operation FINALLY HOME
Operation FINALLY HOME is a national non-profit organization whose mission is to bring together homebuilders, the military and communities to build custom, mortgage-free homes for wounded, ill or injured veterans, surviving spouses and their families.
Triad Recognized As One of the Fastest Growing IBDs From 2011-2015
Triad Advisors was recognized by InvestmentNews as one of the fastest-growing independent broker/dealers by revenue.
Triad Advisors Kicks Off 19th Annual National Conference In Austin, Texas
Top industry event for independent hybrid advisors to focus on identifying and executing on strategies for thriving in today's rapidly-changing industry environment.
IBDs With the Most Female Reps
Triad Advisors is proud to be recognized for having the highest percentage of female advisors in the industry.
Triad Advisors Welcomes Pinkerton Retirement Specialists, LLC
Triad Advisors, Inc. today announced that Pinkerton Retirement Specialists, LLC ("Pinkerton") has transitioned to the Triad Advisors broker-dealer and hybrid RIA multi-custodial platform. Pinkerton has a total of $627 million in client assets, as of July 25, 2016, in fee-based advisory and brokerage accounts.
$190M Wells Fargo Team Goes Indie With Triad Advisors
The team, known as Head Investment Partners, is based in Knoxville, Tenn., and is affiliated with Triad Advisors and Triad Hybrid Solutions.
Meet the C-Suite: Jeff Rosenthal
Learn more about Jeff Rosenthal, President and CEO of Triad Advisors, in his interview with Atlanta Business Chronicle.
Triad Advisors Supports Special Olympics by Sponsoring the 18th Annual Marlow's Tavern Golf Classic
The Marlow's Tavern Golf Classic takes place in September of each year and benefits Special Olympics Georgia (SOGA).
Top Five Considerations For Advisors Bringing Their Children Into Their Practice
Transferring ownership of one’s advisory practice is never easy. There are innumerable considerations in preparing for a transition that will be smooth, maintain a high level of client satisfaction and enable the business to retain its value and continue to grow, written by Jeff Rosenthal, President and CEO.
Richard Lampen to Serve as Financial Services Institute’s 2017 Chair of the Board
Ladenburg Thalmann Financial Services Inc. today announced the appointment of Richard Lampen, Ladenburg’s President and Chief Executive Officer, as the 2017 Chair of the Financial Services Institute’s Board of Directors.
Triad Advisors Recognized As Top Broker/Dealer Supporting Independent Hybrid Advisors
Firm also gains high marks in industry surveys across other key categories.
Triad Advisor Nina O'Neal Honored In InvestmentNews' 40 Under 40 List
In 2009, Nina joined Matt Archer as a partner at Archer Investment Management in Raleigh, N.C. Since she became a co-owner, the firm has more than doubled assets under management, and revenue has grown by more than 25%.
Triad Advisors Names Hugh M. Tarbutton, Jr., Senior Vice President Of Business Development
A veteran executive with 20 years of financial services and wealth management experience, Tarbutton will commence his tenure at Triad by focusing on recruiting and business development.
Dunham & Deitel Wealth Management Group Joins Triad Advisors
Dunham & Deitel Wealth Management Group has transitioned to Triad Advisors’ broker-dealer and hybrid multi-custodial registered investment advisory (RIA) platform.
LPL Loses $350M AUM Keeney Financial to Triad Advisors
Atlanta-based Triad, with nearly $24 billion in AUM, intends to help Columbia, Maryland-based firm grow and build its brand, according to Triad's Executive Vice President, Nathan Stibbs.
Four Ways to Succeed in Today's Asset Management Environment
Here are the top four ways independent advisors succeed as a portfolio manager, written by Michael Bryan, Senior Vice President of Advisory Services.
Triad Advisors Promotes Stibbs to Chief Strategy Officer
Triad Advisors, Inc. promoted Nathan M. Stibbs to the newly created position of Chief Strategy Officer.
Ladenburg Thalmann Jumps Into Robo Advice Market With $ymbil
Ladenburg Thalmann Financial Services launched $ymbil, a self-service investment platform that automatically matches clients up with a Ladenburg investment model based on their risk tolerance. $ymbil only requires a minimum investment of $500.
Ladenburg Thalmann Rolls Out Robo-Advisor
The 4,000 reps in Ladenburg’s network, which includes Triad Advisors, and other IBDs, can offer automatic investing to clients with as little as $500.
Top Considerations for Hybrid RIAs Transitioning to a New Broker-Dealer
Whatever circumstances may prompt a hybrid advisory firm to consider a transition to a new b/d, there are several key items they must first consider before making a long-term business decision, according to Nathan Stibbs, Executive Vice President of Business Development.
Triad's New CEO Shooting for Perfection
Jeff Rosenthal became the President and CEO of Triad Advisors on January 1, 2016, succeeding Co-Founder Mark Mettelman. Jeff discusses the transition as well as the challenges and opportunities on the horizon for the firm.
Finding A Like-Minded Successor For Your Practice
Selling an advisory practice is not just about looking to get the highest bidder. Here are the top five attributes of a strong succession partner, according to Jeff Rosenthal, President and CEO of Triad Advisors.
Jeff Rosenthal Named President and CEO of Triad Advisors
Effective January 1, 2016, Jeff will assume leadership of Triad Advisors' management team and continue the firm's mission of providing exceptional service to its affiliated advisors across the country. Mark Mettelman will continue to serve as Chairman and Co-Founder, providing leadership and direction for the management team.
Fiduciary Team Leaves Wells Fargo's FiNet for Greater Freedom
"It's paramount to me to create a working relationship with a broker/dealer...who really lets you focus on servicing clients the way you feel best," says Michael Eddy of Berkeley Capital Partners regarding his firm's transition to Triad Advisors.
Four Questions Hybrid Advisors Should Ask Their Asset Management Platform
With recent shifts in the TAMP landscape, now is a great time for advisors to reevaluate their asset management needs and determine if they are truly being met. Here are the top four questions to ask, according to Michael Bryan, Senior Vice President of Advisory Services.
Ladenburg Thalmann Reports Third Quarter 2015 Financial Results
Ladenburg’s independent brokerage and advisory services business continued to grow in the third quarter, with revenue up nearly 30% compared to the year-ago period.
Triad Advisors was once again honored to participate in the annual symposium, bringing together the top women financial advisors from across Ladenburg Thalmann's independent brokerage and advisory firms.
Triad Advisors Welcomes Berkeley Capital Partners To Its Broker/Dealer And Hybrid RIA Platform
The Georgia-based financial planning firm serving individual and institutional clients brings over $350 million in client assets.
Triad Advisors Raises Over $40,000 At National Conference For Operation Open Arms
Non-profit provides extensive free R&R benefits to U.S. service men and women on combat leave or returning from duty.
Three Key Considerations When Advisors Face Mental Impairment
Ways to address advisors facing mental impairment or dementia and how to prevent this from becoming a business problem before it ever arises.
Triad Advisors Kicks Off 18th Annual National Conference in Boca Raton, Florida
Significant increase in attendance as advisors come together to share best practices, expand skills to enable growth.
Five Tips to Add Fee-Based Advisory Work
For commission-based advisors considering the addition of fee-based advisory services, it's important to prepare for the many activities that such a move entails, according to Jeffrey Rosenthal, Executive Vice President and Chief Marketing Officer.
Triad Advisors Supports Special Olympics by Sponsoring the 17th Annual Marlow's Tavern Golf Classic
The Marlow's Tavern Golf Classic takes place in September of each year and benefits Special Olympics Georgia (SOGA). This year, the event raised over $80,000 for SOGA athletes.
Ladenburg Thalmann Reports Second Quarter 2015 Financial Results
Ladenburg Thalmann Financial Services Inc. today announced financial results for the three and six months ended June 30, 2015.
FP50 2015: How the Networks Fit In
Ladenburg Thalmann Financial Services was recognized as the 8th largest broker/dealer network, with nearly $885 million in revenues.
Optimize Your Practice's Value by Building an Intergenerational Team
In order to build a strong and enduring advisory practice, advisors must develop true intergenerational bench strength. Here are the top four tactics to adopt, according to Jeffrey Rosenthal, Executive Vice President and Chief Marketing Officer.
Triad Advisors announced today that it has received extensive industry-wide recognition across top media trade surveys.
Triad Advisors Congratulates Participants of Chairman's Club Event
Invitation-only meeting brings together top advisors to learn, network and share best practices.
Ladenburg Thalmann had a "pretty extraordinary year for growth" in 2014 and its IBD network has risen to $885 million in revenues and 3,380 producing reps.
Hybrid RIA Bolts LPL for Triad
Triad Advisors welcomes Summit Financial Consultants, a California-based independent advisory firm with approximately $225 million in client assets.
Ladenburg Thalmann Reports First Quarter 2015 Financial Results
Ladenburg Thalmann Financial Services, Inc. reports strong financial results for the three months ended March 31, 2015.
What Draws Women Advisors to Certain IBDs
“The personalized and nourishing service culture we build at Triad naturally attracts a diverse mix of financial advisors, including many female advisors who tend to be more relationship driven,” said Nate Stibbs, Executive Vice President of National Business Development.
The Independent Broker/Dealers With the Most Female Advisors
Triad Advisors is named the #2 independent broker/dealer with the highest percentage of female advisors.
Ladenburg Thalmann Sends Annual Letter to Shareholders
Ladenburg Thalmann performed very well in 2014, achieving record revenues, net income and EBITDA, as adjusted, across its businesses.
Should You Go It Alone or Join a Corporate RIA?
Triad's Jeffrey Rosenthal discusses the pros and cons of the top succession planning choices, as seen in InvestmentNews.
Triad Advisors Promotes Three To Executive Vice President
Triad Advisors has named Jeffrey Rosenthal executive vice president and chief marketing officer. Nathan Stibbs has been named executive vice president of national business development and Roger Greenway has been named executive vice president of business operations group.
Triad Advisors Moves Headquarters to The Forum in Peachtree Corners
Relocation into new, expanded facility allows major technology upgrade and enhanced service for affiliated financial advisors.
Ladenburg Thalmann Reports Fourth Quarter and Full Year 2014 Financial Results
2014 was a year of record revenues, net income and EBITDA, as adjusted, for Ladenburg Thalmann Financial Services, Inc.
Estate Planning Teams: Key Questions to Ask
A few key questions to ask as you gather your data and build your team, as seen in Financial Planning Magazine.
Ladenburg Thalmann Completes Securities Service Network Acquisition
Ladenburg’s independent brokerage and advisory network now has approximately 4,000 independent financial advisors and $125 billion in client assets and Ladenburg has an annual revenue run rate of approximately $1.1 billion.
Top Due Diligence Questions for Finding the Right Hybrid RIA Platform
Due diligence considerations all independent advisors seeking a hybrid RIA partner should ask, as seen in REP. Magazine.
Triad Advisors Welcomes $130 Million Team
Triad Advisors welcomes Wealth Management Group of North America to its broker-dealer and hybrid RIA multi-custodial platform.
Hybrid Model Drives Record Year for Triad
The Atlanta-based IBD is now closing in on a record $20 million in new revenues from recruiting this year.
Ladenburg Thalmann Reports Third Quarter 2014 Financial Results
Ladenburg Thalmann reports strong numbers for third quarter with revenues up 12% year-over-year.
Ladenburg Thalmann Completes KMS Financial Services Acquisition
Transaction Strengthens Ladenburg’s Presence in the Pacific Northwest; Adds over $14 Billion in Client Assets, Approximately 325 Independent Financial Advisors and $84 Million in Revenue.
Triad Advisors Raises Over $40,000 For Soldier's Best Friend At National Conference
Soldier's Best Friend Provides Service and Therapeutic Companion Dogs to US Military Veterans with Combat-Related PTSD or Traumatic Brain Injury.
Ladenburg Thalmann to Acquire Securities Service Network
Transaction adds $115 million in revenue, approximately 450 independent financial advisors and $13 billion in client assets.
Triad Advisors Ranks #8 Independent Broker/Dealer of 2014
Based on assets per advisor, Triad Advisors ranks as one of the top 10 independent broker/dealers in REP. Magazine.
Triad Debuts Multi-Custodial RIA Platform
Independent broker/dealer Triad Advisors is launching a new corporate registered investment advisory entity that will give commission- and fee-based advisors the ability to use multiple custodians, including Schwab, Fidelity and National Financial Services.
Ladenburg Thalmann Reports Second Quarter 2014 Financial Results
Our parent company posts strong results for the second quarter, including a revenue increase of 14% over the second quarter of 2013.
Triad Advisors Supports Special Olympics by Sponsoring the 16th Annual Marlow's Tavern Golf Classic
The Marlow's Tavern Golf Classic takes place in September of each year and benefits Special Olympics Georgia.
Is Now the Time to Buy Ladenburg Thalmann Financial Services?
Ladenburg Thalmann was mentioned in an article that discusses its business model, the increase in revenues it has experienced since entering the independent broker/dealer marketplace and its historical significance in the financial services industry.
Triad Advisors Adds Team with $260 Million in Client Assets
Triad Advisors today announced that Wagner Wealth Management has transitioned to the Triad Advisors broker/dealer and hybrid RIA multi-custodial platform, as featured in The Wall Street Journal.
Too Small to Fail (at Succession Planning)
An article featuring Triad advisor Tom Karsten was published in Investment Advisor Magazine.
At Triad, Being RIA Friendly Is Old Hat
The ‘friendliest’ IBD for reps with their own RIAs has 15 years of experience with hybrid advisors, as featured in Investment Advisor Magazine.
Triad's 2014 rankings are now available including #1 Friendliest Broker/Dealer for RIAs and #2 in Alternative Percentage Revenue Growth.
Triad Advisors is the #1 Friendliest Broker/Dealer for RIAs for the 5th Year!
Triad Advisors is the #1 Friendliest Broker/Dealer for RIAs for the 5th year in a row in Investment Advisor Magazine.
Triad Advisors Ranks #6 in Percentage Revenue Growth
Triad Advisors ranks #6 in Percentage Revenue Growth in Financial Planning Magazine for its nearly 27% increase in total revenue.
Mark Mettelman Quoted in Financial Advisor Magazine
Triad's President and CEO was quoted in an article by Financial Advisor Magazine. Here he discusses the benefits in affiliating with a midsize broker/dealer.
Ladenburg Thalmann Ranks #1 Best Broker/Dealer for Q1 Earnings, 2014
First-quarter revenues jumped 13% from revenues in the first quarter of 2013.
4 Considerations When Evaluating Alts
There are four essential starting-point considerations for every adviser deciding which alternative investments they might offer, and under which compensation arrangement.
How Indie B-Ds Have Fared in the Past Five Years
The independent broker-dealer industry has clearly benefited from the strong performance of the S&P 500 Stock Index since the dog days of the financial crisis.
Is A Hybrid RIA Right For You?
Four key factors to consider, as featured in InvestmentNews
Earnings Surge at Ladenburg Thalmann
Ladenburg Thalmann Financial Services Inc.'s independent broker-dealers and advisory services reported an 11% increase in revenue for the quarter ending in March when compared to a year earlier.
Firm grew 2013 revenue by nearly 30% based on quality of service to affiliated advisors, strength of Hybrid RIA platform
Triad Advisors' Michael Bryan, SVP Advisory Services, Quoted in InvestmentNews
Michael Bryan mentions that firms should focus on providing services that bring real value to advisors, like helping them navigate the complex regulatory environment.
Triad advisor, Laura Schilling, recognized in Best Self Magazine
Triad advisor, Laura Schilling, was recently recognized in the December issue of Best Self Magazine’s “Best of 2013” list for Financial Counseling.
Ladenburg Institute of Women and Finance Symposium in InvestmentNews
Ladenburg Thalmann Financial Services Inc.(NYSE MKT: LTS along with its independent broker dealer subsidiaries Investacorp, Inc., Triad Advisors, Inc. and Securities America, Inc. on the success of the recently completed second annual symposium in Miami, Florida.
Ladenburg Thalmann Ranks #4 Best Broker/Dealer for Q3 Earnings, 2013
Ladenburg Thalmann said its net income jumped to a profitable $2.4 million vs. a loss of $6 million a year ago—a change of $8.4 million.
Ladenburg Institute of Women & Finance Kicks Off LIFT Mentoring Program at Miami Event
Sonesta Coconut Grove Hotel
The Ladenburg Institute of Women & Finance kicked off its second annual women advisor symposium Nov. 7-8 with the introduction of its LIFT Mentoring Program that pairs experienced advisors from each Ladenburg broker-dealer with an up-and-coming woman advisor. The institute is a collaborative effort of Ladenburg Thalmann Financial Services and its subsidiaries: Ladenburg Thalmann Asset Management, Securities America, Triad Advisors, Investacorp and Premier Trust.
Triad Advisors Inc. Raises $46,000 for Wounded Veterans at National Conference
Triad Advisors, Inc., announced today at their annual September 25(th) -28(th) National Conference at the Mayflower Renaissance Hotel in Washington DC that they have raised over $46,000 in donations from their advisors and partners for The Independence Fund.
Triad Advisors Mentioned on the O'Reilly Factor
Triad Advisors was mentioned on the O'Reilly Factor with Bill O'Reilly as a star contributor to the Independence Fund raising over $46,000 for their "Track Chairs" an all-terrain machine given to veterans severely injured in the line of duty.
Triad Advisors, Inc. Hosts Former Speaker of the House, Newt Gingrich
Mayflower Renaissance Hotel
Triad closed their annual National Conference with an interactive speech from the Honorable Newt Gingrich, Speaker of the House of Representatives 1995-1999. Gingrich, 2012 Republican Presidential Candidate and author of the “Contract with America,” is currently co-host of CNN’s Crossfire. During his closing address, he interwove his extensive knowledge of American history with topical events ranging from the Syrian crisis, to healthcare and financial reform. Mr. Gingrich discussed the challenges that face our nation today as well as how we continue to be seen as the light of freedom for those across the world. He left the audience with a powerful reminder that American ingenuity and persistence will always be our keys to success.
Triad Advisors Supports Special Olympics Georgia at the 15th Annual Marlow's Tavern Golf Classic
Triad Advisors participated as a top-level Presenting Sponsor at the 15th Annual Marlow's Tavern Golf Classic on September 23rd at the Country Club of Roswell.
Roger Greenway Promoted to Senior Vice President, Business Operations Group
Mr. Greenway’s new responsibilities now include daily back office operations, technology and advisor on boarding. Mr. Greenway, formerly Vice President, Technology at Triad, will continue to work closely with the advisor facing technology team. Roger is a 28 year financial services industry veteran that started at FSC Securities in Atlanta in 1985. He recently joined Triad Advisors from SunTrust Investment Services, Inc where he was Vice President, Wealth Investment Management, and Manager for Advisor Desktop Technology.
Triad Advisors' Affiliated Firms Place in Financial Advisor's 2013 RIA Ranking by Total Assets
Congratulations to Triad Advisors affiliated firms- Collins Capital Management, Ferrell Wealth Management, Inc., Gitterman & Associates Wealth Management, LLC, Glass Jacobson Investment Advisors, Inc., Legacy Financial Advisors, Inc., Piershale Financial Group, Inc. and Southern Financial Group, LLC for their recent ranking in Financial Advisor’s 2013 RIA Ranking by Total Assets.
Triad Announces Newt Gingrich as Closing Keynote Address for 2013 National Conference
On Saturday, September 28th, Newt Gingrich will address the attendees of Triad’s 2013 National Conference at the Mayflower Renaissance Hotel in Washington, DC. During this session, Mr. Gingrich will provide insight into a wide range of topics including Education, Financial Reform, Healthcare and much more.
Triad Advisor Laura Schilling Featured in Financial Planning Magazine
Atlanta-based advisor, Laura Schilling, featured in Financial Planning article "Feathering An Advisory Nest" on June 6.
Triad Advisors Voted #1 Friendliest Broker-Dealer for RIAs Fourth Year in a Row
Triad Advisors is officially the #1 Friendliest Broker-Dealer For RIAs for the fourth year in a row! A big thank you to all our affiliated advisors and strategic partners who made it possible. We couldn’t have done it without you!
Triad Advisors Voted #3 in Highest Revenue Growth
Along with our #1 ranking as the friendliest broker-dealer for RIAs, Triad Advisors was ranked #3 by revenue growth in both InvestmentNews and Financial Planning at a 17.6% increase from 2011-2012.
With the financial advice industry becoming increasingly more competitive even as continued uncertainty looms over the markets, independent advisors are increasingly looking for different ways to drive business by building a marketing plan that truly distinguishes them from the rest of the pack.
Triad Advisor Rebecca True Featured in Fidelity's "Profiles in Client Engagement" Article
Triad Affiliate Atlanta Capital Acquires Optimum Growth
Atlanta Capital Group, a large family office weatlh management firm, has added $141 million in assets under management with the acquisition of Optimum Growth Advisors, an RIA based in New York and Boston.
Triad Advisors Partners with Sugarloaf Wealth Management
Sugarloaf Wealth Management has joined Triad as an independent branch office. Founded in 1989 by Jeffrey Manry, Sugarloaf is an independent Registered Investment Advisory firm that provides highly-personalized financial planning, investment advisory and estate planning solutions.
Ladenburg Institute of Women & Finance Featured in Financial Planning
Triad Advisors Helps Contribute to a Successful Year for the Special Olympics Georgia
Triad Advisors helped raise over $46,000 to date for the 16th Annual Bob Busse Golf Tournament benefiting Special Olympics Georgia.
FSI Elects Dick Lampen to Board of Directors
The Financial Services Institute (FSI) today announced the election of three new Directors for its Board for 2013.
Huge Success for Ladenburg Thalmann's Women & Finance Forum
Ladenburg Thalmann Financial Services Inc along with its independent broker dealer subsidiaries, Investacorp, Inc., Triad Advisors, Inc. and Securities America, Inc., today announced highlights of its recently-hosted Ladenburg Institute of Women & Finance symposium, held at the Conrad Hotel in Miami on November 1-2, 2012.
Ladenburg Set for Growth Acceleration
Ladenburg Thalmann Financial Services Inc., which owns three sizable independent broker-dealers, stands to benefit from long term trends such as the increase in the number of Baby Boomers retiring and advisers leaving large financial institutions.
With $11 trillion in multi-generational transfers at stake, Las Vegas fiduciary launches multi-media informational campaign to reinforce the importance of continuity as part of a truly long-term estate plan.
Mark Mettelman featured in InvestmentNews Article - "Making Way for Breakaways"
AdvisorOne Highlights Top 10 IBDs Friendliest to RIAs
Investment Advisor’s 2012 BD Reference Guide helps rank IBDs in five major categories, this one by their accommodation to RIAs
Triad Hits Top of the List Again for 2012 Publication Rankings
Mark Mettelman Leads Grassroots Effort on Capitol Hill
Mark Mettelman, President and CEO of Triad Advisors, Inc., recently helped lead a grassroots effort on Capitol Hill with the goal of preserving Americans’ access to affordable, unbiased financial advice and protecting consumers. Mark, along with five of Triad’s top advisors, Bob Carson, Jeff Gitterman, Mike Hensley, David Millican and Mark Robare, met with members of Congress and their staffs as part of the Financial Services Institute (FSI) team on June 6, 2012.
Triad Advisors Ranked #1 Friendliest BD for RIAs Third Year in a Row
As we mentioned last year, the rise of “hybrid advisors”—those who affiliate with a broker-dealer while simultaneously running their own RIA firm as well—continues.
