Customer Information
606 Information
- March 2021 PDF
- February 2021 PDF
- January 2021 PDF
- 4Q2020 (PDF | XML)
- December 2020 PDF
- 3Q2020 (PDF | XML)
- 2Q2020 (PDF | XML)
- 1Q2020 (PDF | XML)
- 4Q2019
- 3Q2019
- 2Q2019
- 1Q2019
Fee Schedules
- Schedule of Miscellaneous Account & Service Fees for NFS
- DirectChoice Client Fee Schedule
- (Effective May 3) Schedule of Miscellaneous Account & Service Fees for NFS
FDIC Sweep Deposit Program
Insured Cash Account Program
Additional Information
- Apex Transaction Schedule (Schedule C)
- Business Continuity Plan
- eQuipt Online Privacy Notice
- Financial Professional Compensation Disclosure
- Indirect Compensation
- My Privacy Options
- Privacy Notice for CA Residents
- Structured Product Risk Disclosure Form
- Supplemental Conflicts Disclosure
- Texting Disclosure
- Triad Advisors Form ADV Part 2A Brochure
- THS Form ADV Part 2A Brochure
- Triad Advisors Third Party Consulting Wrap Brochure
- Triad Advisors Pinnacle Wrap Brochure
- Triad Part 2A AMP Appendix 1
- Triad Part 2A UMA Appendix 1
- THS Counsel Part 2A Appendix 1
- THS Partner Part 2A Appendix 1
- Triad Customer Information
- Triad Privacy Policy
- THS Privacy Policy