Who We Are

From the President

Greetings!

Selecting a broker/dealer relationship is one of the biggest business decisions you will make. There’s a lot on the line. We understand, and we’ll do everything we can to help you with your choice.

As you learn more about Triad Advisors, we hope you soon see that our sole focus is serving the needs of successful, independent financial advisors. We pioneered the Hybrid RIA model and are proud that we’ve been recognized, eight years running, as the #1 B/D for this type of practice.* We provide the most flexible commission- and fee-based environment in the industry, with unmatched products, services and support. A few things I think are noteworthy:

  • We offer a comprehensive menu of non-proprietary wealth and trust solutions for fee, commission and hybrid advisors.
  • Our advisors enjoy direct access to our senior management and home office staff. We still believe in the value of personal service and the human element in helping our advisors manage and grow their business.
  • Financial strength and stability - We are a wholly owned subsidiary of Ladenburg Thalmann Financial Services, a public company founded in 1876, and one of the oldest members of the NYSE. Ladenburg’s chairman and largest shareholder, Dr. Phillip Frost, is one of the firm's wealthiest and most successful businessmen in the United States. Although Triad operates autonomously from Ladenburg, our advisors benefit from their syndicate desk, investment banking, IPOs, research and asset management capabilities.
  • We have happy advisors. Our retention rate is one of the highest retention rates in the industry.

Triad Advisors truly is different from other broker/dealers. What you see on this website is only the beginning of the process. Here you’ll learn the basics of what we do and how we operate. Please contact us so we can take the next steps together.

Thank you for your interest. We look forward to hearing from you.

Jeffrey L. Rosenthal

President and CEO

* Investment Advisor, June 2010-2017